Securities Law
Oconomowoc based Investment Broker banned by FINRA
April 3, 2019 by Michael Schaalman
Edward Earl Matthes (“Ed Matthes”), an Oconomowoc based Broker and Registered Investment Advisor, has been barred by the Financial Industry… View Full Post
H&C’s Securities Litigation Team Notches Another Win
December 22, 2017 by hallingcayo
Congratulations to Michael Schaalman, Olivia Fitzgerald, and Patrick O’Neill – members of Halling & Cayo’s Securities Litigation team who represented… View Full Post
FINRA Arbitration Awards – Will I Recover My Losses?
October 25, 2016 by hallingcayo
Are you an investor considering suing your stockbroker, brokerage firm, or financial advisor in a FINRA arbitration? You probably want… View Full Post
Investment News: “Finra panel directs broker to pay $600,000 for siphoning money from two older adults”
September 30, 2016 by Stacie Rosenzweig
A broker who worked for First Heartland Capital Inc. must pay $600,000 in damages to an elderly couple after allegedly… View Full Post